Data Sources
ExposureBoard monitors publicly available enforcement filings from the following regulatory sources.
STATE INSURANCE REGULATORS
State Departments of Insurance — all 50 states via NAIC member agencies
FEDERAL INSURANCE
Federal Insurance Office (FIO)
SECURITIES
U.S. Securities and Exchange Commission (SEC)
FINRA — Financial Industry Regulatory Authority
North American Securities Administrators Association (NASAA)
MORTGAGE
Consumer Financial Protection Bureau (CFPB)
Nationwide Multistate Licensing System (NMLS)
State mortgage regulatory agencies
REAL ESTATE
State Real Estate Commissions — all 50 states
National Association of Realtors (NAR) enforcement records
ADDITIONAL SOURCES
State Attorney General offices
Federal Trade Commission (FTC) — licensed professional actions